Junaid Khan
Oakville
Summary
Regulatory Compliance | Risk Management | Auditing & Mentoring Compliance Manager focused on minimizing company liability by keeping all records, processes and training in full compliance with established standards and legal requirements. Quality-driven and hardworking with proven skills in spotting issues, developing resolutions and implementing corrective actions.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Compliance Manager
Rakuten Advertising
05.2022 - Current
- Pioneered the development and delivery of onboarding compliance and regulatory training for both new and existing publishers, resulting in a 20% increase in compliance awareness and understanding
- Enhanced the efficiency of the onboarding process by meticulously ensuring compliance with client requirements, streamlining procedures, and reducing onboarding time by 15%
- Implemented proactive measures to identify and halt malicious activities against clients, leading to a 25% reduction in security breaches and ensuring overall security protocols were strengthened
- Demonstrated leadership by spearheading the implementation of new compliance initiatives, resulting in a 30% improvement in compliance adherence, staying ahead of industry standards, and fostering a culture of continuous improvement within the team.
Compliance Analyst, Investor & Treasury Services
Royal Bank of Canada (RBC)
10.2017 - 05.2022
- Conducted comprehensive investigations into potential cases of anti-money laundering (AML) and suspicious transactions, resulting in a 15% increase in detection accuracy
- Collaborated effectively with a diverse, geographically dispersed team to facilitate seamless onboarding and management of high-medium and standard risk accounts, achieving a 20% reduction in onboarding time through streamlined processes
- Established and maintained robust monitoring processes, resulting in a 25% decrease in compliance issues identified, promptly reporting findings to senior management, and providing strategic recommendations for corrective action.
AML Investigations Manager
HSBC BANK CANADA
03.2017 - 09.2017
- Led end-to-end investigations into potential money laundering, anti-terrorist financing, and suspicious transactions for a global financial services organization with 40M+ customers
- Utilized various sources, including media and internal databases, to gather and assess intelligence, entering data into a proprietary case management system
- Managed and oversaw a team of AML investigators, providing guidance and support in the investigation of suspicious financial activities and transactions to ensure compliance with regulatory requirements and company policies.
Education
Skills
- Compliance Monitoring
- Internal Audits
- Corporate Governance
- Suspicious Activity Reporting
- Financial Crime Investigation
- AML Regulations Knowledge
- Fraud prevention
- Regulatory knowledge
Websites
Certification
- Canadian Financial Crime Professional (CFCP), Canadian Financial Crime Academy, December 2022
- Salesforce Certified Administrator (SCA), Salesforce, August 2023
- Project Management Professional (PMP), Project Management Institute, September 2023
Relevant Experience
- Canadian Imperial Bank of Commerce - AML Investigations Analyst (03/2016-03/2017)
- Credit Analyst- GE CAPITAL (08/2013-03/2016)
- Direct Banking Manager-BMO Financial Group (04/2013-08/2013)
Languages
English
Native language
French
Beginner
A1
Timeline
Compliance Manager
Rakuten Advertising
05.2022 - Current
Compliance Analyst, Investor & Treasury Services
Royal Bank of Canada (RBC)
10.2017 - 05.2022
AML Investigations Manager
HSBC BANK CANADA
03.2017 - 09.2017