Dua Ebrahim
Karachi
Summary
Experienced Compliance and Operational Rsk Analyst with 2 years experience of ensuring company adherence to regulatory requirements and mitigating operational risks. Skilled in transactional monitoring unit and risk analysis. Ability to effectively communicate with stakeholders and maintain a high level of confidentiality. Committed to promoting the culture and driving organizational success through effective risk management strategies.
Overview
2
2
years of professional experience
Work History
Assistant Manager Compliance and Operational Risk
OLP Modaraba
Karachi
06.2023 - Current
- Ensure seamless flow of operations through effective coordination with other departments.
- Ensure compliance with safety regulations and company policies.
- Achieve efficient resolution of customer inquiries and complaints.
- Led organizing of training sessions to enhance staff understanding of Compliance and Operational Risk.
- Conducting compliance investigations, identifying improvement areas, implementing corrective actions to enhance overall compliance posture.
- Analyze processes to identify and mitigate potential risks.
AML Compliance Investigator
Habib Bank Limited
Karachi
09.2022 - 06.2023
- Conducted periodic reviews of alerted customer accounts to ensure compliance with AML regulations.
- Monitored and analyzed suspicious activities, identified potential money laundering activities, and reported the findings to management.
- Reviewed alerted customer identification documents for accuracy, completeness, and authenticity.
- Monitored customer accounts for potential money laundering activities.
- Participated in regular training sessions to stay up-to-date on changes in the regulatory environment.
- Analyzed transactional data using advanced analytics tools to identify patterns indicative of potential money laundering activities.
- Reviewed account documentation submitted by alerted customers prior to opening new accounts.
- Researched applicable laws, regulations, guidance documents related to AML compliance requirements.
- Responded promptly and accurately to inquiries from regulators concerning AML matters.
- Reviewed customer due diligence documents and ensured compliance with relevant AML regulations.
- Identified potential threats, vulnerabilities and suspicious behavior patterns and recommended mitigation measures.
Education
Master of Science - Applied Mathematics
University of Karachi
Karachi02-2022
Bachelor of Science - Mathematics
University of Karachi
Karachi02-2021
Skills
- Verbal and written communication
- Work under pressure
- Team work
- Analytical skills
- Effective time management
- Critical thinking and problem solving
- Reporting
Trainings
- Financial Crime Risk Mitigation (NIBF)
- AML/CFT (HBL)
- Role of FMU and working of goAML;& Beneficial Ownership Regime (NBFI&MAP, MUFAP and IAP)
- SECP New Regulations 2024 (Kasbati & Co.)
Timeline
Assistant Manager Compliance and Operational Risk
OLP Modaraba
06.2023 - Current
AML Compliance Investigator
Habib Bank Limited
09.2022 - 06.2023
Master of Science - Applied Mathematics
University of Karachi
Bachelor of Science - Mathematics
University of Karachi
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