MS Office
Adnan Naveed
Senior Manager-Internal Audit
Islamabad
Summary
Seasoned auditing professional knowledgeable about risk aversion strategies, cost reduction options and financial processes. Decisive and persuasive communicator with proven problem-solving, leadership and planning abilities.
Overview
14
14
years of professional experience
2
2
Certificates
5
5
years of post-secondary education
Work History
Vice President / Senior Manager
Industrial & Commercial Bank of China
02.2024 - Current
- Preparing Internal Audit Plan for ICBC Functions on basis of Risks associated with functions and analyzing the controls implemented by the entity
- Reviewing & Validating ICFR of ICBC with respect to Entity Level Controls & Functional Level Controls
- Auditing processes with special focus on Regulator’s requirements i.e
- AML / CFT/ TBML Reviews, e-CIB data
- FCY Loan Registration, SDV/DPC Review etc
- In addition to conducting audits, being senior resource, I am conducting QA of Audit conducted by other personnel of Internal Audit Department with respect to IIA Guidelines and Internal Audit SOPs / IAP Policy of ICBC.
- Identified opportunities to improve business process flows and productivity.
Audit Team Lead / Assistant Vice President
National Bank of Pakistan
Islamabad
04.2010 - 02.2024
- · Conducting Special Audits / Inquiries regarding Frauds , Misappropriation of Funds etc.
- · Conducting Annual Audits of NBP Conventional & Islamic Branches on annual basis
- · Conducted Special Audit & Detected embezzlement of Rs. 302(M)
- · Part of Team / Master Trainer for implementation of e-Audit (New Audit Software to NBP)
- · Prepared Control Inventories of Various Banking Transactions
- · Prepared Thematic Reviews of Service Quality & AML / KYC Bank Wide
- · Part of team for conducting Review of High Risk Accounts and for review of their EDD formalities.
- · Performing duties in back office regarding processing of audit reports and QA of Audit Reports
- · Reviewed the procedure of User Acceptance Testing (UAT) phases of different module of CBA before its final implementation.
- · Prepared Institutional Risk Management Framework (IRAF)-2012 relevant to Audit & Inspection Group.
- · Prepared checklist & Control Manual for International Donor Fund Revolving Accounts (as per instruction of SBP) maintained at Main Branches of NBP.
- · Part of Team for implementation of Business Process Re-engineering (BPR) & COSO Framework and conduct exercise of Historical Loss Data at A&IG.
- · In coordination with Regional Audit Offices prepared Check List for Special Audit of Govt. Collection and coordinate in conducting audit of Govt. receipts across NBP.
- NBP has transformed manual testing procedure to automation software (e-Audit), I was core member of team for preparing / design testing/control procedures of e-Audit
- In addition to conducting Audits I was also responsible for reviewing Audit Reports with prospective of Quality Assurance.
Education
Master in Business & Information Technology -
University of the Punjab
10.2006 - 05.2009
Bechloars in Science ( B.Sc) - Math & Physics
Bahuudin Zakariya University Multan
01.2004 - 04.2006
Skills
Strong Analytical Skills
Job Profile
At present I am working as Vice President / Senior Manager at Industrial & Commercial Bank of China. Being Sr. Manager I am involved in Preparing Internal Audit Plan for ICBC Functions on basis of Risks associated with functions and analyzing the controls implemented by the entity. Reviewing & Validating ICFR of ICBC with respect to Entity Level Controls & Functional Level Controls. Auditing processes with special focus on Regulator’s requirements i.e. AML / CFT/ TBML Reviews, e-CIB data. FCY Loan Registration, SDV/DPC Review etc. In addition to conducting audits, being senior resource, I am conducting QA of Audit conducted by other personnel of Internal Audit Department with respect to IIA Guidelines and Internal Audit SOPs / IAP Policy of ICBC.
Previously at National Bank of Pakistan, I was working as Audit Team Lead and managing Team of 3 to 4 Audit Staff directly reporting to me. As Team Lead, I was responsible for finalizing the Scope of Audit Engagement, Conducting Audit of Branches & Regional Office and also supervising the work done by Team. After completion of Audit Field Work, generation of Drat Audit Report and conducting Exit Meeting with Auditee Management & Regional Management. Recently NBP has transformed manual testing procedure to automation software (e-Audit), I was core member of team for preparing / design testing/control procedures of e-Audit. In addition to conducting Audits I was also responsible for reviewing Audit Reports with prospective of Quality Assurance.
Prior to my field Audit Assignments, I was posted at NBP Audit & Inspection Group, Head Office, National Bank of Pakistan, I gained good hand-on experience of different kind of audits from Financial & Management Audits to Information System (IS) Audits of Branches. Besides conducting Financial & Management Audits of NBP Regional Offices, Head Office Groups and NBP Subsidiaries, I contributed to number of different assignments regarding strengthen Internal Controls e.g. Implementation of COSO Frame Work, Prepare Institutional Risk Management Framework (IRAF)-2012 and adding value to Audit Procedure i.e. Developed Audit Check List for Different type of Audits, Prepared annexures etc. I have an extensive knowledge of SBP Guidelines issued from time to time to banks. I have also coordinated with SBP Inspection team during stay at Head Office Group. I also have conducted Financial Audits of Branches including Main Branches of Lahore & Karachi. Recently I have been involved in Implementation of e-Audit System at Audit & Inspection Department of National Bank of Pakistan and prepared Inventory of Controls along with Design Gaps & Enforcement Gaps of Banking Processes.
I have registered myself for CIA-IIA and appearing in Certification Exam to gain more professional knowledge and skills.
Personal Information
- Domicile: Sahiwal - Punjab
- CNIC Number: 3650-9417244-5
- Father's Name: Malik Noshair Wan
- Date of Birth: 03/11/1986
Certification
Associates of Institute Bankers Pakistan
Accomplishments
1- In recognition of my work performance and dedication cash award was awarded by Group Chief Audit & Inspection in Dec, 2011
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Affiliations
Institute of Internal Auditors (IIA)
Work Preference
Work Type
Full TimeWork Location
On-SiteRemoteHybridImportant To Me
Career advancementWork-life balanceCompany CultureFlexible work hoursWork from home optionHealthcare benefitsPersonal development programsPaid sick leaveQuote
There is a powerful driving force inside every human being that, once unleashed, can make any vision, dream, or desire a reality.
Tony Robbins
Software
DB Visualizer
Win SQL
Languages
English
Bilingual or Proficient (C2)
Urdu
Bilingual or Proficient (C2)
Interests
Books (History, Literature, Tech Advancement)
Timeline
Vice President / Senior Manager
Industrial & Commercial Bank of China
02.2024 - Current
Associates of Institute Bankers Pakistan
01-2014
Junior Associate of Institute Bankers Pakistan
01-2012
Audit Team Lead / Assistant Vice President
National Bank of Pakistan
04.2010 - 02.2024
Master in Business & Information Technology -
University of the Punjab
10.2006 - 05.2009
Bechloars in Science ( B.Sc) - Math & Physics
Bahuudin Zakariya University Multan
01.2004 - 04.2006
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