Adnan Naveed - Senior Manager-Internal Audit - Industrial & Commercial Bank of China

Summary

Seasoned auditing professional knowledgeable about risk aversion strategies, cost reduction options and financial processes. Decisive and persuasive communicator with proven problem-solving, leadership and planning abilities.

Overview

14

years of professional experience

2

Certificates

5

years of post-secondary education

Work History

Vice President / Senior Manager

Industrial & Commercial Bank of China

02.2024 - Current

Preparing Internal Audit Plan for ICBC Functions on basis of Risks associated with functions and analyzing the controls implemented by the entity
Reviewing & Validating ICFR of ICBC with respect to Entity Level Controls & Functional Level Controls
Auditing processes with special focus on Regulator’s requirements i.e
AML / CFT/ TBML Reviews, e-CIB data
FCY Loan Registration, SDV/DPC Review etc
In addition to conducting audits, being senior resource, I am conducting QA of Audit conducted by other personnel of Internal Audit Department with respect to IIA Guidelines and Internal Audit SOPs / IAP Policy of ICBC.
Identified opportunities to improve business process flows and productivity.

Audit Team Lead / Assistant Vice President

National Bank of Pakistan

Islamabad

04.2010 - 02.2024

· Conducting Special Audits / Inquiries regarding Frauds , Misappropriation of Funds etc.
· Conducting Annual Audits of NBP Conventional & Islamic Branches on annual basis
· Conducted Special Audit & Detected embezzlement of Rs. 302(M)
· Part of Team / Master Trainer for implementation of e-Audit (New Audit Software to NBP)
· Prepared Control Inventories of Various Banking Transactions
· Prepared Thematic Reviews of Service Quality & AML / KYC Bank Wide
· Part of team for conducting Review of High Risk Accounts and for review of their EDD formalities.
· Performing duties in back office regarding processing of audit reports and QA of Audit Reports
· Reviewed the procedure of User Acceptance Testing (UAT) phases of different module of CBA before its final implementation.
· Prepared Institutional Risk Management Framework (IRAF)-2012 relevant to Audit & Inspection Group.
· Prepared checklist & Control Manual for International Donor Fund Revolving Accounts (as per instruction of SBP) maintained at Main Branches of NBP.
· Part of Team for implementation of Business Process Re-engineering (BPR) & COSO Framework and conduct exercise of Historical Loss Data at A&IG.
· In coordination with Regional Audit Offices prepared Check List for Special Audit of Govt. Collection and coordinate in conducting audit of Govt. receipts across NBP.
NBP has transformed manual testing procedure to automation software (e-Audit), I was core member of team for preparing / design testing/control procedures of e-Audit
In addition to conducting Audits I was also responsible for reviewing Audit Reports with prospective of Quality Assurance.

Education

Master in Business & Information Technology -

University of the Punjab

10.2006 - 05.2009

Bechloars in Science ( B.Sc) - Math & Physics

Bahuudin Zakariya University Multan

01.2004 - 04.2006

Skills

Strong Analytical Skills

Proficient in vast array of programming languages, concepts and technologies Including, DB Visualizer, Microsoft GP (ERP), Microsoft Word, Microsoft Excel, Microsoft Power Point, Microsoft Access, Win SQL, C, HTML

Good at communication and presentation skill in both English and Urdu

Coaching and Mentoring

Decision-Making

Risk Management

Critical Thinking

Data Analysis

Ability to adjust to new environment and welcome change

Team Player & Ability to Lead when required

Leading team of multi cultured people

Team Leadership

Job Profile

At present I am working as Vice President / Senior Manager at Industrial & Commercial Bank of China. Being Sr. Manager I am involved in Preparing Internal Audit Plan for ICBC Functions on basis of Risks associated with functions and analyzing the controls implemented by the entity. Reviewing & Validating ICFR of ICBC with respect to Entity Level Controls & Functional Level Controls. Auditing processes with special focus on Regulator’s requirements i.e. AML / CFT/ TBML Reviews, e-CIB data. FCY Loan Registration, SDV/DPC Review etc. In addition to conducting audits, being senior resource, I am conducting QA of Audit conducted by other personnel of Internal Audit Department with respect to IIA Guidelines and Internal Audit SOPs / IAP Policy of ICBC. Previously at National Bank of Pakistan, I was working as Audit Team Lead and managing Team of 3 to 4 Audit Staff directly reporting to me. As Team Lead, I was responsible for finalizing the Scope of Audit Engagement, Conducting Audit of Branches & Regional Office and also supervising the work done by Team. After completion of Audit Field Work, generation of Drat Audit Report and conducting Exit Meeting with Auditee Management & Regional Management. Recently NBP has transformed manual testing procedure to automation software (e-Audit), I was core member of team for preparing / design testing/control procedures of e-Audit. In addition to conducting Audits I was also responsible for reviewing Audit Reports with prospective of Quality Assurance. Prior to my field Audit Assignments, I was posted at NBP Audit & Inspection Group, Head Office, National Bank of Pakistan, I gained good hand-on experience of different kind of audits from Financial & Management Audits to Information System (IS) Audits of Branches. Besides conducting Financial & Management Audits of NBP Regional Offices, Head Office Groups and NBP Subsidiaries, I contributed to number of different assignments regarding strengthen Internal Controls e.g. Implementation of COSO Frame Work, Prepare Institutional Risk Management Framework (IRAF)-2012 and adding value to Audit Procedure i.e. Developed Audit Check List for Different type of Audits, Prepared annexures etc. I have an extensive knowledge of SBP Guidelines issued from time to time to banks. I have also coordinated with SBP Inspection team during stay at Head Office Group. I also have conducted Financial Audits of Branches including Main Branches of Lahore & Karachi. Recently I have been involved in Implementation of e-Audit System at Audit & Inspection Department of National Bank of Pakistan and prepared Inventory of Controls along with Design Gaps & Enforcement Gaps of Banking Processes. I have registered myself for CIA-IIA and appearing in Certification Exam to gain more professional knowledge and skills.

Personal Information

Domicile: Sahiwal - Punjab
CNIC Number: 3650-9417244-5
Father's Name: Malik Noshair Wan
Date of Birth: 03/11/1986

Certification

Associates of Institute Bankers Pakistan

Accomplishments

1- In recognition of my work performance and dedication cash award was awarded by Group Chief Audit & Inspection in Dec, 2011

Work Availability

monday

tuesday

wednesday

thursday

friday

saturday

sunday

morning

afternoon

evening

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Affiliations

Institute of Internal Auditors (IIA)

Work Preference

Work Type

Full Time

Location Preference

On-SiteRemoteHybrid

Important To Me

Career advancementWork-life balanceCompany CultureFlexible work hoursWork from home optionHealthcare benefitsPersonal development programsPaid sick leave

Quote

There is a powerful driving force inside every human being that, once unleashed, can make any vision, dream, or desire a reality.

Tony Robbins

Software

MS Office

DB Visualizer

Win SQL

Languages

English

Bilingual or Proficient (C2)

Urdu